CFA Level 1 Mini Mock
30 questions · CFA level 1
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Key Takeaways
- A shorter diagnostic version of the full Level 1 mock, useful for an early baseline reading.
- Per-topic scoring highlights weak areas early so you can rebalance your study plan before investing more hours.
- Best taken partway through your study plan, not as a final exam-day rehearsal.
Sample Question
A portfolio manager at an investment firm receives a gift worth $500 from a client after generating strong returns. The manager does not disclose this gift to her employer. According to the CFA Institute Code of Ethics and Standards of Professional Conduct, which standard has the manager most likely violated?
- A.Standard I(B) – Independence and Objectivity
- B.Standard IV(B) – Additional Compensation Arrangements
- C.Standard III(A) – Loyalty, Prudence, and Care
- D.Standard VI(A) – Disclosure of Conflicts
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